Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 7 Sep 2022)
    • CF1 Director (AR) (3 Sep 2015 to 27 Jul 2020)
    • CF10 Compliance Oversight (27 Jan 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (27 Jan 2010 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (27 Jan 2010 to 8 Dec 2019)
    • CF3 Chief Executive (5 May 2009 to 8 Dec 2019)
    • CF30 Customer (5 May 2009 to 22 Jul 2020)
    • CF4 Partner (5 May 2009 to 8 Dec 2019)
  • Silverpeak LLP (no longer approved here)

    FRN 820711

    • [FCA CF] Client dealing (4 Jan 2021 to 3 Apr 2024)
  • Streetwise Capital Limited (no longer approved here)

    FRN 446270

    • CF4 Partner (AR) (11 May 2015 to 19 Nov 2018)
    • CF30 Customer (11 May 2015 to 19 Nov 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.