Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Go4Venture Advisers LLP
FRN 490625
- [FCA CF] Client dealing (since 9 Dec 2020)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 7 Sep 2022)
- CF1 Director (AR) (3 Sep 2015 to 27 Jul 2020)
- CF10 Compliance Oversight (27 Jan 2010 to 8 Dec 2019)
- Responsible for Insurance Mediation (27 Jan 2010 to 30 Sep 2018)
- CF11 Money Laundering Reporting (27 Jan 2010 to 8 Dec 2019)
- CF3 Chief Executive (5 May 2009 to 8 Dec 2019)
- CF30 Customer (5 May 2009 to 22 Jul 2020)
- CF4 Partner (5 May 2009 to 8 Dec 2019)
-
- [FCA CF] Client dealing (4 Jan 2021 to 3 Apr 2024)
-
- CF4 Partner (AR) (11 May 2015 to 19 Nov 2018)
- CF30 Customer (11 May 2015 to 19 Nov 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.