Nicholas Dann Jones

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Silverpeak LLP (no longer approved here)
FRN 820711
- [FCA CF] Client dealing (10 Jan 2022 to 26 Jul 2024)
- [FCA CF] Significant management (10 Jan 2022 to 20 Dec 2023)
Cavendish Corporate Finance LLP (no longer approved here)
FRN 474794
- CF30 Customer (9 Dec 2013 to 8 Sep 2018)
- CF4 Partner (9 Dec 2013 to 8 Sep 2018)
Clearwater Corporate Finance LLP (no longer approved here)
FRN 483062
- CF30 Customer (24 Jul 2008 to 20 Apr 2013)
- CF4 Partner (24 Jul 2008 to 20 Apr 2013)
Credit Agricole Corporate and Investment Bank (no longer approved here)
FRN 124344
- CF23 Corporate Finance Adviser (1 Dec 2001 to 17 Jul 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.