Silverpeak LLP

Date authorised
21 November 2018
Companies House
OC398623
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    123 Victoria Street
    London
    SW1E 6DE
    UNITED KINGDOM
    Phone
    +442075295400
    Web
    http://www.silverpeakib.com

  • Complaints Contact

    123 Victoria Street
    London
    SW1E 6DE
    UNITED KINGDOM
    Phone
    +442075295400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Patrick Conor MccGwire

    IRN MXP01393

    • [FCA CF] Client dealing (since 29 Aug 2024)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 29 Nov 2024)
    • CF30 Customer (21 Nov 2018 to 8 Dec 2019)
    • CF4 Partner (21 Nov 2018 to 8 Dec 2019)
    • CF3 Chief Executive (21 Nov 2018 to 8 Dec 2019)
  • Pietro Giacomo Strada

    IRN PXS01344

    • [FCA CF] Client dealing (since 29 Aug 2024)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (21 Nov 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Nov 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Nov 2018 to 8 Dec 2019)
    • CF4 Partner (21 Nov 2018 to 8 Dec 2019)
  • Stephen Meredith Winningham

    IRN SMW01205

    • SMF9 Chair of the Governing Body (since 18 Jun 2024)
  • Tallat Mahmood

    IRN TXM00367

    • [FCA CF] Client dealing (31 Jul 2023 to 21 Feb 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.