Silphium Asset Management Limited

• Principal Place of Business

  Silphium Asset Management Limited

  110 Park Street

  London

  Westminster

  W1K 6NX

  UNITED KINGDOM

  Phone

  +442031307100

  Web

  https://www.silphium.com

• Complaints Contact

  Silphium Asset Management Limited

  110 Park Street

  London

  W1K 6NX

  UNITED KINGDOM

  Phone

  +442031307199

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Peter Loo

  IRN HCL01018

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Feb 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 18 Feb 2022)
  • CF10 Compliance Oversight (3 Sep 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Sep 2018 to 8 Dec 2019)
• Philip John Sheridan

  IRN PJS01231

  • [FCA CF] Manager of certification employee (22 Dec 2023 to 11 Apr 2025)
  • [FCA CF] Client dealing (24 Jan 2022 to 11 Apr 2025)
  • [FCA CF] Material risk taker (24 Jan 2022 to 11 Apr 2025)
• Ramadan Haggiagi

  IRN RXH01782

  • CF2 Non Executive Director (11 Oct 2010 to 6 Feb 2015)
• Robert Henry Hyde Villiers

  IRN RHV01009

  • [FCA CF] Client dealing (22 Jun 2023 to 28 Aug 2023)
  • SMF3 Executive Director (27 Jan 2023 to 28 Aug 2023)
  • SMF1 Chief Executive (27 Jan 2023 to 28 Aug 2023)
• Roger Damian Turner

  IRN RDT01065

  • Director of firm who is not a certification employee or a SMF manager (1 Aug 2022 to 31 Dec 2024)
  • SMF1 Chief Executive (9 Dec 2019 to 1 Aug 2022)
  • SMF3 Executive Director (9 Dec 2019 to 1 Aug 2022)
  • CF1 Director (16 Feb 2017 to 8 Dec 2019)
  • CF30 Customer (16 Feb 2017 to 8 Dec 2019)
  • CF3 Chief Executive (16 Feb 2017 to 8 Dec 2019)
  • CF2 Non Executive Director (13 Apr 2015 to 16 Feb 2017)
• Sajid Ramzan

  IRN SFR01014

  • [FCA CF] Material risk taker (17 Mar 2021 to 21 Nov 2023)
  • [FCA CF] Client dealing (17 Mar 2021 to 21 Nov 2023)
  • CF30 Customer (31 Jul 2017 to 8 Dec 2019)
• Santiago Herrero

  IRN SXH01872

  • CF30 Customer (11 Oct 2010 to 26 Feb 2013)
• Stephen Frost

  IRN SJF01097

  • [FCA CF] Material risk taker (22 Dec 2021 to 21 Nov 2023)
  • [FCA CF] Client dealing (22 Dec 2021 to 21 Nov 2023)
• Steven Matthew John Walker

  IRN SMW01149

  • CF30 Customer (7 May 2013 to 29 Nov 2013)
• Sufian Creui

  IRN SXC01951

  • Director of firm who is not a certification employee or a SMF manager (22 Aug 2022 to 28 Feb 2025)
  • CF1 Director (26 Nov 2014 to 25 Jan 2017)
  • CF3 Chief Executive (26 Nov 2014 to 1 Jan 2017)
  • CF30 Customer (26 Nov 2014 to 1 Jan 2017)
  • CF2 Non Executive Director (3 Apr 2014 to 26 Nov 2014)

No changes recorded yet.