Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Manager of certification employee (22 Dec 2023 to 11 Apr 2025)
- [FCA CF] Client dealing (24 Jan 2022 to 11 Apr 2025)
- [FCA CF] Material risk taker (24 Jan 2022 to 11 Apr 2025)
-
- [FCA CF] Client dealing (22 Sep 2020 to 7 Jan 2022)
-
- CF30 Customer (5 Mar 2012 to 13 May 2013)
- CF4 Partner (AR) (5 Mar 2012 to 13 May 2013)
-
- Employed By (5 Mar 2012 to 13 May 2013)
-
- CF30 Customer (1 Nov 2007 to 27 Oct 2009)
- CF21 Investment Adviser (8 Nov 2006 to 31 Oct 2007)
- CF26 Customer Trading (22 Jun 2006 to 8 Nov 2006)
-
- CF26 Customer Trading (16 Oct 2004 to 15 Dec 2005)
-
- CF26 Customer Trading (1 Dec 2001 to 9 Apr 2003)
-
- CF26 Customer Trading (1 Dec 2001 to 28 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.