Stephen Frost

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Almace Asset Management LLP

    FRN 957850

    • [FCA CF] Client dealing (since 2 Feb 2026)
  • DRUGANALYST LIMITED (no longer approved here)

    FRN 224372

    • Appointed representative dealing with clients for which they require qualification (1 Oct 2025 to 31 Jan 2026)
  • Silphium Asset Management Limited (no longer approved here)

    FRN 519233

    • [FCA CF] Material risk taker (22 Dec 2021 to 21 Nov 2023)
    • [FCA CF] Client dealing (22 Dec 2021 to 21 Nov 2023)
  • CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119289

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Oct 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Oct 2021)
    • CF1 Director (1 Apr 2011 to 16 Apr 2013)
    • CF30 Customer (1 Jul 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.