Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (9 Dec 2019 to 18 Feb 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Feb 2022)
- CF10 Compliance Oversight (3 Sep 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (3 Sep 2018 to 8 Dec 2019)
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- CF4 Partner (30 Aug 2016 to 10 Aug 2018)
- CF10 Compliance Oversight (12 Oct 2015 to 10 Aug 2018)
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- CF4 Partner (AR) (3 Dec 2013 to 31 Oct 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.