SHK Finance Ltd

Date authorised
1 April 2013
Companies House
07936646
Last scraped
1 day ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Goodlands
    Boxford
    Sudbury
    Suffolk
    CO10 5AA
    UNITED KINGDOM
    Phone
    +4407538477590

  • Complaints Contact

    15 Goodlands
    Boxford
    Sudbury
    Suffolk
    CO10 5AA
    UNITED KINGDOM
    Phone
    +4407538477590

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Share, Government and public security, Certificates representing certain security, Warrant, Unit, Debenture, Stakeholder pension scheme, Personal pension scheme, Rights to or interests in investments (Security), Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Share, Government and public security, Warrant, Certificates representing certain security, Unit, Debenture, Stakeholder pension scheme, Personal pension scheme, Rights to or interests in investments (Security), Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Share, Government and public security, Warrant, Certificates representing certain security, Unit, Debenture, Stakeholder pension scheme, Rights to or interests in investments (Security), Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Basic Pension Advice

    For Retail (Investment), Stakeholder products

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Clements

    IRN CXC02246

    • (1)Responsibility for MCD Intermediation (1 Dec 2022 to 18 Apr 2025)
    • (3)Responsible for Insurance Distribution (1 Dec 2022 to 18 Apr 2025)
    • (4)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Apr 2025)
    • (10)[FCA CF] Manager of certification employee (9 Dec 2019 to 17 Apr 2025)
    • (12)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Apr 2025)
    • (5)SMF16 Compliance Oversight (9 Dec 2019 to 18 Apr 2025)
    • (6)SMF3 Executive Director (9 Dec 2019 to 18 Apr 2025)
    • (2)Responsible for Insurance Mediation (30 Nov 2017 to 30 Sep 2018)
    • (8)CF11 Money Laundering Reporting (30 Jun 2017 to 8 Dec 2019)
    • (11)CF1 Director (30 Jun 2017 to 8 Dec 2019)
    • (9)CF10 Compliance Oversight (30 Jun 2017 to 8 Dec 2019)
    • (7)CF30 Customer (21 Apr 2016 to 8 Dec 2019)
  • James Trevor Keeble

    IRN JTK00006

    • (23)SMF3 Executive Director (9 Dec 2019 to 14 Aug 2020)
    • (22)Responsibility for MCD Intermediation (1 Dec 2017 to 14 Aug 2020)
    • (24)CF1 Director (1 Dec 2017 to 8 Dec 2019)
  • Trevor Keeble

    IRN TXK00020

    • (1)SMF3 Executive Director (since 9 Oct 2020)
    • (20)[FCA CF] Manager of certification employee (9 Oct 2020 to 30 Nov 2022)
    • (14)Responsible for Insurance Distribution (9 Oct 2020 to 30 Nov 2022)
    • (15)SMF17 Money Laundering Reporting Officer (MLRO) (9 Oct 2020 to 30 Nov 2022)
    • (16)SMF16 Compliance Oversight (9 Oct 2020 to 30 Nov 2022)
    • (21)CF1 Director (1 Oct 2012 to 15 Dec 2017)
    • (13)Responsible for Insurance Mediation (1 Oct 2012 to 29 Nov 2017)
    • (17)CF30 Customer (1 Oct 2012 to 29 Dec 2017)
    • (18)CF11 Money Laundering Reporting (1 Oct 2012 to 27 Jul 2017)
    • (19)CF10 Compliance Oversight (1 Oct 2012 to 27 Jul 2017)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (6)SMF3 Executive Director

  2. controlled function added: (5)SMF16 Compliance Oversight

  3. controlled function added: (4)SMF17 Money Laundering Reporting Officer (MLRO)

  4. controlled function added: (3)Responsible for Insurance Distribution

  5. controlled function added: (2)Responsible for Insurance Mediation

  6. controlled function added: (1)Responsibility for MCD Intermediation

  7. controlled function removed: SMF3 Executive Director