Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SHK Finance Ltd (no longer approved here)

    FRN 579963

    • (23)SMF3 Executive Director (9 Dec 2019 to 14 Aug 2020)
    • (22)Responsibility for MCD Intermediation (1 Dec 2017 to 14 Aug 2020)
    • (24)CF1 Director (1 Dec 2017 to 8 Dec 2019)
  • Canada Life Limited (no longer approved here)

    FRN 110394

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (22)Responsibility for MCD Intermediation at SHK Finance Ltd

  2. controlled function added: (23)SMF3 Executive Director at SHK Finance Ltd

  3. controlled function added: (24)CF1 Director at SHK Finance Ltd