Trevor Keeble

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SHK Finance Ltd

    FRN 579963

    • (1)SMF3 Executive Director (since 9 Oct 2020)
    • (20)[FCA CF] Manager of certification employee (9 Oct 2020 to 30 Nov 2022)
    • (16)SMF16 Compliance Oversight (9 Oct 2020 to 30 Nov 2022)
    • (15)SMF17 Money Laundering Reporting Officer (MLRO) (9 Oct 2020 to 30 Nov 2022)
    • (14)Responsible for Insurance Distribution (9 Oct 2020 to 30 Nov 2022)
    • (21)CF1 Director (1 Oct 2012 to 15 Dec 2017)
    • (13)Responsible for Insurance Mediation (1 Oct 2012 to 29 Nov 2017)
    • (17)CF30 Customer (1 Oct 2012 to 29 Dec 2017)
    • (18)CF11 Money Laundering Reporting (1 Oct 2012 to 27 Jul 2017)
    • (19)CF10 Compliance Oversight (1 Oct 2012 to 27 Jul 2017)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (1 Nov 2007 to 4 Feb 2009)
    • CF4 Partner (AR) (2 Nov 2004 to 5 Jun 2009)
    • CF21 Investment Adviser (15 Dec 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Mar 2003 to 15 Dec 2003)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (1 Nov 2002 to 9 Dec 2002)
  • Canada Life Limited (no longer approved here)

    FRN 110394

    • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF3 Executive Director at SHK Finance Ltd

  2. controlled function added: (13)Responsible for Insurance Mediation at SHK Finance Ltd

  3. controlled function added: (14)Responsible for Insurance Distribution at SHK Finance Ltd

  4. controlled function added: (15)SMF17 Money Laundering Reporting Officer (MLRO) at SHK Finance Ltd

  5. controlled function added: (16)SMF16 Compliance Oversight at SHK Finance Ltd

  6. controlled function added: (17)CF30 Customer at SHK Finance Ltd

  7. controlled function added: (18)CF11 Money Laundering Reporting at SHK Finance Ltd

  8. controlled function added: (19)CF10 Compliance Oversight at SHK Finance Ltd

  9. controlled function added: (20)[FCA CF] Manager of certification employee at SHK Finance Ltd

  10. controlled function added: (21)CF1 Director at SHK Finance Ltd

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