Christopher Clements

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Blue Square Financial Limited

    FRN 784799

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 30 May 2025)
    • [FCA CF] Functions requiring qualifications (since 14 Apr 2025)
  • SHK Finance Ltd (no longer approved here)

    FRN 579963

    • (3)Responsible for Insurance Distribution (1 Dec 2022 to 18 Apr 2025)
    • (1)Responsibility for MCD Intermediation (1 Dec 2022 to 18 Apr 2025)
    • (6)SMF3 Executive Director (9 Dec 2019 to 18 Apr 2025)
    • (10)[FCA CF] Manager of certification employee (9 Dec 2019 to 17 Apr 2025)
    • (12)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Apr 2025)
    • (4)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Apr 2025)
    • (5)SMF16 Compliance Oversight (9 Dec 2019 to 18 Apr 2025)
    • (2)Responsible for Insurance Mediation (30 Nov 2017 to 30 Sep 2018)
    • (9)CF10 Compliance Oversight (30 Jun 2017 to 8 Dec 2019)
    • (8)CF11 Money Laundering Reporting (30 Jun 2017 to 8 Dec 2019)
    • (11)CF1 Director (30 Jun 2017 to 8 Dec 2019)
    • (7)CF30 Customer (21 Apr 2016 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (23 Jan 2017 to 8 Sep 2017)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (1)Responsibility for MCD Intermediation at SHK Finance Ltd

  2. controlled function added: (2)Responsible for Insurance Mediation at SHK Finance Ltd

  3. controlled function added: (3)Responsible for Insurance Distribution at SHK Finance Ltd

  4. controlled function added: (4)SMF17 Money Laundering Reporting Officer (MLRO) at SHK Finance Ltd

  5. controlled function added: (5)SMF16 Compliance Oversight at SHK Finance Ltd

  6. controlled function added: (6)SMF3 Executive Director at SHK Finance Ltd

  7. controlled function added: (7)CF30 Customer at SHK Finance Ltd

  8. controlled function added: (8)CF11 Money Laundering Reporting at SHK Finance Ltd

  9. controlled function added: (9)CF10 Compliance Oversight at SHK Finance Ltd

  10. controlled function added: (10)[FCA CF] Manager of certification employee at SHK Finance Ltd

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