Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Blue Square Financial Limited
FRN 784799
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 30 May 2025)
- [FCA CF] Functions requiring qualifications (since 14 Apr 2025)
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- (3)Responsible for Insurance Distribution (1 Dec 2022 to 18 Apr 2025)
- (1)Responsibility for MCD Intermediation (1 Dec 2022 to 18 Apr 2025)
- (5)SMF16 Compliance Oversight (9 Dec 2019 to 18 Apr 2025)
- (10)[FCA CF] Manager of certification employee (9 Dec 2019 to 17 Apr 2025)
- (12)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Apr 2025)
- (4)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Apr 2025)
- (6)SMF3 Executive Director (9 Dec 2019 to 18 Apr 2025)
- (2)Responsible for Insurance Mediation (30 Nov 2017 to 30 Sep 2018)
- (9)CF10 Compliance Oversight (30 Jun 2017 to 8 Dec 2019)
- (11)CF1 Director (30 Jun 2017 to 8 Dec 2019)
- (8)CF11 Money Laundering Reporting (30 Jun 2017 to 8 Dec 2019)
- (7)CF30 Customer (21 Apr 2016 to 8 Dec 2019)
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- CF30 Customer (23 Jan 2017 to 8 Sep 2017)
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- (2)Employed By (23 Jan 2017 to 8 Sep 2017)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (11)CF1 Director at SHK Finance Ltd
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controlled function added: (12)[FCA CF] Functions requiring qualifications at SHK Finance Ltd