This firm is no longer registered as an appointed representative.
It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.
This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Christopher Clements
IRN CXC02246
- (2)Employed By (23 Jan 2017 to 8 Sep 2017)
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David Michael Catchpole
IRN DMC00032
- (2)Employed By (since 17 Oct 2014)
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Emma Jane Gentry
IRN EJS01091
- (4)Employed By (30 Aug 2018 to 17 Apr 2025)
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John Bampton
IRN JHB00033
- (3)Employed By (21 Feb 2005 to 19 Oct 2009)
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Karren Catchpole
IRN KXC01439
- (1)Employed By (since 17 Oct 2014)
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Mark Anthony Flavin
IRN MXF00515
- (3)Employed By (since 24 Mar 2024)
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Trevor Keeble
IRN TXK00020
- (5)Employed By (2 Nov 2004 to 5 Jun 2009)
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Vivien Ann Lumley
IRN VAL00004
- (1)Employed By (6 May 2016 to 6 Jul 2018)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.