This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Sherwin Financial Services Ltd

Watch for changes

FRN: 400121

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Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Amanda Jane Buxton
IRN AJB00064
- (2)Employed By (7 Nov 2011 to 30 Dec 2014)
David Jonathan Parr
IRN DJP00026
- (4)Employed By (20 Apr 2004 to 8 Dec 2019)
Gordon John Scott Savage
IRN GJS00057
- (1)Employed By (29 Apr 2004 to 30 Dec 2014)
Jenny Elizabeth Watts
IRN JED01123
- (3)Employed By (4 Jul 2007 to 8 Dec 2008)
Stephen Mark Sherwin
IRN SMS00067
- (6)Employed By (29 Apr 2004 to 20 Jan 2015)
Terry King
IRN TXK00014
- (5)Employed By (4 May 2010 to 3 Oct 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.