Amanda Jane Buxton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Circle Financial Services Limited

    FRN 148759

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 8 Mar 2024)
    • [FCA CF] Client dealing (since 8 Mar 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (26 May 2005 to 11 Nov 2005)
    • CF22 Investment Adviser (Trainee) (28 Feb 2005 to 26 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

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