Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 8 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 8 Mar 2024)
    • [FCA CF] Manager of certification employee (since 8 Mar 2024)
  • Sherwin Financial Services Ltd (no longer approved here)

    FRN 400121

    • (4)Employed By (20 Apr 2004 to 8 Dec 2019)
  • Sherwins Insurance Services Ltd (no longer approved here)

    FRN 200079

    • (5)Employed By (10 Mar 2000 to 25 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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