Terry King

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TERRY KING FINANCIAL SERVICES LTD

    FRN 600514

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 15 Oct 2020)
    • [FCA CF] Client dealing (since 15 Oct 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (14 Oct 2013 to 8 Dec 2019)
    • CF1 Director (14 Oct 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Oct 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Oct 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Oct 2013 to 30 Sep 2018)
  • Fiducia Comprehensive Financial Planning Limited (no longer approved here)

    FRN 209570

    • (23)Employed By (15 Dec 2009 to 20 Jan 2010)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (15 Dec 2009 to 20 Jan 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.