Shape Pensions & Advisory Services Ltd

Date authorised
1 April 2013
Companies House
07055195
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Kinnaird
    Broich Terrace
    Crieff
    Perthshire
    PH7 3BD
    UNITED KINGDOM
    Phone
    +4401764656484
    Web
    https://www.shapepensions.co.uk

  • Complaints Contact

    Kinnaird
    Broich Terrace
    Crieff
    Perthshire
    PH7 3BD
    UNITED KINGDOM
    Phone
    +4401764656484

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian James Kemp

    IRN AJK01108

    • CF1 Director (AR) (15 Apr 2011 to 30 Sep 2011)
    • CF30 Customer (15 Apr 2011 to 30 Sep 2011)
  • Anthony Charles Strong

    IRN ACS00059

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [PRA CF] Key function holder (since 2 Jan 2020)
    • [FCA CF] Significant management (since 2 Jan 2020)
    • [FCA CF] Functions requiring qualifications (since 2 Jan 2020)
    • [FCA CF] Client dealing (since 2 Jan 2020)
    • [FCA CF] CASS oversight function (since 2 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (1 Oct 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Oct 2010 to 30 Sep 2018)
    • CF30 Customer (1 Oct 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Oct 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Oct 2010 to 8 Dec 2019)
  • Stewart Edward McRae

    IRN SEM01115

    • CF30 Customer (15 Apr 2011 to 30 Sep 2011)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.