Anthony Charles Strong

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shape Pensions & Advisory Services Ltd

    FRN 521904

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Jan 2020)
    • [PRA CF] Key function holder (since 2 Jan 2020)
    • [FCA CF] Significant management (since 2 Jan 2020)
    • [FCA CF] CASS oversight function (since 2 Jan 2020)
    • [FCA CF] Client dealing (since 2 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (1 Oct 2010 to 30 Sep 2018)
    • CF1 Director (1 Oct 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Oct 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Oct 2010 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2010 to 8 Dec 2019)
  • Capita Pension Solutions Limited (no longer approved here)

    FRN 142484

    • CF30 Customer (9 Dec 2008 to 9 Oct 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.