Stewart Edward McRae

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barnes & Sherwood Professional Advisers Limited

    FRN 547997

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] CASS oversight function (since 2 Jan 2020)
    • [PRA CF] Key function holder (since 2 Jan 2020)
    • [FCA CF] Significant management (since 2 Jan 2020)
    • [FCA CF] Functions requiring qualifications (since 2 Jan 2020)
    • [FCA CF] Client dealing (since 2 Jan 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (3 Oct 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Oct 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Oct 2011 to 8 Dec 2019)
    • CF1 Director (3 Oct 2011 to 8 Dec 2019)
  • Shape Pensions & Advisory Services Ltd (no longer approved here)

    FRN 521904

    • CF30 Customer (15 Apr 2011 to 30 Sep 2011)
  • Barnes & Sherwood (Investment) Ltd (no longer approved here)

    FRN 462012

    • Employed By (15 Apr 2009 to 30 Sep 2011)

Recent activity

Updates to this individual's record on the FCA register.

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