Adrian James Kemp

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barnes & Sherwood Professional Advisers Limited

    FRN 547997

    • [FCA CF] CASS oversight function (since 2 Jan 2020)
    • [PRA CF] Key function holder (since 2 Jan 2020)
    • [FCA CF] Significant management (since 2 Jan 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (18 Mar 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Mar 2016 to 8 Dec 2019)
    • CF30 Customer (3 Oct 2011 to 31 Dec 2012)
    • CF1 Director (3 Oct 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Oct 2011 to 30 Sep 2018)
  • Shape Pensions & Advisory Services Ltd (no longer approved here)

    FRN 521904

    • CF30 Customer (15 Apr 2011 to 30 Sep 2011)
    • CF1 Director (AR) (15 Apr 2011 to 30 Sep 2011)
  • Whiteleys Financial Services LLP (no longer approved here)

    FRN 481580

    • Employed By (2 May 2008 to 1 Jul 2009)
  • Barnes & Sherwood (Investment) Ltd (no longer approved here)

    FRN 462012

    • Employed By (9 Jan 2007 to 30 Sep 2011)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF21 Investment Adviser (16 Jun 2005 to 30 Nov 2005)
    • CF22 Investment Adviser (Trainee) (11 Jul 2003 to 8 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.