Shackleton Advisers Limited

• Principal Place of Business

  Skerritts

  40 Gracechurch Street

  London

  City Of London

  EC3V 0BT

  UNITED KINGDOM

  Phone

  +4401273204999

  Web

  https://www.shackletonadvisers.co.uk

• Complaints Contact

  Shackleton

  Skerritt House 23b-23d

  Coleridge Street

  Hove

  Brighton And Hove

  BN3 5AB

  UNITED KINGDOM

  Phone

  +4401273204999

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Basic Pension Advice

  For Retail (Investment), Stakeholder products

• Philip William Wise

  IRN PWW01037

  • CF30 Customer (3 Nov 2016 to 12 Nov 2018)
• Raymond Stuart Morrison

  IRN RSM00005

  • CF30 Customer (18 Jul 2012 to 31 Jan 2017)
• Richard James Skerritt

  IRN RJS00071

  • SMF1 Chief Executive (1 Jun 2022 to 7 Mar 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Feb 2022)
  • SMF3 Executive Director (9 Dec 2019 to 1 Jun 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Jan 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 26 Jul 2021)
  • Responsible for Insurance Distribution (1 Oct 2018 to 7 Mar 2024)
  • Responsibility for MCD Intermediation (7 Oct 2016 to 7 Mar 2024)
  • CF11 Money Laundering Reporting (1 Jul 2013 to 8 Dec 2019)
  • Responsible for Insurance Mediation (17 Nov 2008 to 30 Sep 2018)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (6 Jul 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF10 Compliance Oversight (1 Dec 2001 to 11 Aug 2011)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
• Richard Kevin Horry

  IRN RKH00013

  • [FCA CF] Functions requiring qualifications (7 Feb 2024 to 14 Nov 2025)
  • [FCA CF] Client dealing (7 Feb 2024 to 14 Nov 2025)
• Robbie Pierce

  IRN RXP00185

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 19 Feb 2024)
  • [FCA CF] Client dealing (since 19 Feb 2024)
• Robert Alec Young

  IRN RAY01013

  • [FCA CF] Functions requiring qualifications (1 Dec 2024 to 30 May 2025)
  • [FCA CF] Client dealing (1 Dec 2024 to 30 May 2025)
• Robert David Sully

  IRN RDS01081

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 4 Apr 2025)
  • [FCA CF] Client dealing (since 4 Apr 2025)
• Robert John Shackleton

  IRN RXS01071

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 4 Apr 2025)
  • [FCA CF] Client dealing (since 4 Apr 2025)
• Robert Stephen Neufeld

  IRN RSN00004

  • [FCA CF] Client dealing (5 Jul 2022 to 10 Feb 2023)
  • [FCA CF] Functions requiring qualifications (5 Jul 2022 to 10 Feb 2023)
• Robin John Horner

  IRN RJH00049

  • [FCA CF] Manager of certification employee (10 Jan 2022 to 28 Dec 2023)

• SKERRITTS LIFESTYLE LTD (no longer appointed)

  FRN 806369 · Appointed 12 Apr 2018 · Until 1 Jul 2019

No changes recorded yet.