Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (1 Jun 2022 to 7 Mar 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Jan 2024)
- SMF3 Executive Director (9 Dec 2019 to 1 Jun 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Feb 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 26 Jul 2021)
- Responsible for Insurance Distribution (1 Oct 2018 to 7 Mar 2024)
- Responsibility for MCD Intermediation (7 Oct 2016 to 7 Mar 2024)
- CF11 Money Laundering Reporting (1 Jul 2013 to 8 Dec 2019)
- Responsible for Insurance Mediation (17 Nov 2008 to 30 Sep 2018)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF24 Pension Transfer Specialist (6 Jul 2005 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Dec 2001 to 11 Aug 2011)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.