Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shackleton Advisers Limited (no longer approved here)

    FRN 163291

    • [FCA CF] Manager of certification employee (10 Jan 2022 to 28 Dec 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • CF21 Investment Adviser (19 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Feb 2006 to 19 Jan 2007)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.