SFM UK Management LLP

• Principal Place of Business

  1 New Burlington Place

  London

  W1S 2HR

  UNITED KINGDOM

  Phone

  +4402077584800

• Complaints Contact

  1 New Burlington Place

  London

  W1S 2HR

  UNITED KINGDOM

  Phone

  +4402077584863

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Northridge

  IRN RMN01033

  • CF30 Customer (19 Oct 2011 to 31 Dec 2012)
• Robert Anthony Donald

  IRN RAD01049

  • CF30 Customer (15 Mar 2010 to 31 Dec 2012)
  • CF4 Partner (15 Mar 2010 to 31 Dec 2012)
• Scott Kenneth Homer Bessent

  IRN SKB01036

  • CF30 Customer (28 Aug 2012 to 4 Jan 2016)
• Sean Gallen

  IRN SXG00465

  • [FCA CF] Client dealing (since 2 May 2025)
• Sean Lynch

  IRN SXL01767

  • CF30 Customer (1 Jul 2011 to 22 Dec 2017)
• Shahin Nicolas Vallee

  IRN SXV01146

  • CF30 Customer (14 Jul 2015 to 30 Jun 2018)
• Sophokles Michael Yiannakas

  IRN SMY01025

  • CF30 Customer (14 Sep 2015 to 12 Mar 2019)
• Steven Kevin Hewitt

  IRN SKH01013

  • SMF27 Partner (since 8 Sep 2025)
  • [FCA CF] Client dealing (since 9 Feb 2023)
  • [FCA CF] Manager of certification employee (since 9 Feb 2023)
  • [FCA CF] Material risk taker (since 9 Feb 2023)
• Talgat Irisbekov

  IRN TXI01164

  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2021)
  • CF30 Customer (23 Jun 2015 to 8 Dec 2019)
• Thomas Andrew Silvey

  IRN TXS04024

  • [FCA CF] Client dealing (since 17 Jun 2024)

No changes recorded yet.