Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (1 Oct 2020 to 4 Jul 2025)
- [FCA CF] Client dealing (1 Oct 2020 to 4 Jul 2025)
- CF30 Customer (14 May 2018 to 8 Dec 2019)
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- [FCA CF] Client dealing (1 Oct 2020 to 4 Jul 2025)
- [FCA CF] Manager of certification employee (1 Oct 2020 to 4 Jul 2025)
- CF30 Customer (14 May 2018 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (1 Oct 2020 to 9 Nov 2021)
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- CF4 Partner (15 Mar 2010 to 31 Dec 2012)
- CF30 Customer (15 Mar 2010 to 31 Dec 2012)
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- CF30 Customer (1 Nov 2007 to 28 Aug 2009)
- CF27 Investment Management (29 Sep 2003 to 31 Oct 2007)
- CF21 Investment Adviser (29 Sep 2003 to 13 Oct 2006)
- CF26 Customer Trading (29 Sep 2003 to 13 Oct 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.