Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • [FCA CF] Manager of certification employee (1 Oct 2020 to 4 Jul 2025)
    • [FCA CF] Client dealing (1 Oct 2020 to 4 Jul 2025)
    • CF30 Customer (14 May 2018 to 8 Dec 2019)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • [FCA CF] Client dealing (1 Oct 2020 to 4 Jul 2025)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 4 Jul 2025)
    • CF30 Customer (14 May 2018 to 8 Dec 2019)
  • Schroder Unit Trusts Limited (no longer approved here)

    FRN 197288

    • [FCA CF] Manager of certification employee (1 Oct 2020 to 9 Nov 2021)
  • SFM UK Management LLP (no longer approved here)

    FRN 486382

    • CF4 Partner (15 Mar 2010 to 31 Dec 2012)
    • CF30 Customer (15 Mar 2010 to 31 Dec 2012)
  • GLG Partners LP (no longer approved here)

    FRN 186093

    • CF30 Customer (1 Nov 2007 to 28 Aug 2009)
    • CF27 Investment Management (29 Sep 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (29 Sep 2003 to 13 Oct 2006)
    • CF26 Customer Trading (29 Sep 2003 to 13 Oct 2006)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.