Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 8 Sep 2025)
    • [FCA CF] Material risk taker (since 9 Feb 2023)
    • [FCA CF] Manager of certification employee (since 9 Feb 2023)
    • [FCA CF] Client dealing (since 9 Feb 2023)
  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • [FCA CF] Client dealing (9 Dec 2019 to 18 Oct 2022)
    • CF30 Customer (22 Nov 2016 to 8 Dec 2019)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • CF30 Customer (1 Nov 2007 to 9 Jul 2008)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • CF30 Customer (1 Nov 2007 to 9 Jul 2008)
    • CF27 Investment Management (30 Dec 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.