Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SFM UK Management LLP
FRN 486382
- SMF27 Partner (since 8 Sep 2025)
- [FCA CF] Material risk taker (since 9 Feb 2023)
- [FCA CF] Manager of certification employee (since 9 Feb 2023)
- [FCA CF] Client dealing (since 9 Feb 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 18 Oct 2022)
- CF30 Customer (22 Nov 2016 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 9 Jul 2008)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 9 Jul 2008)
- CF27 Investment Management (30 Dec 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.