Serone Capital Management LLP

• Principal Place of Business

  110 Cannon Street

  London

  City Of London

  EC4N 6EU

  UNITED KINGDOM

  Phone

  +442034057350

  Web

  https://www.serone.com

• Complaints Contact

  110 Cannon Street

  London

  EC4N 6EU

  UNITED KINGDOM

  Phone

  +442034057350

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Kong

  IRN JXK20052

  • [FCA CF] Client dealing (since 1 Mar 2021)
  • CF30 Customer (10 Sep 2019 to 8 Dec 2019)
• Joseph John Edmund Shiels

  IRN JJS01091

  • [FCA CF] Client dealing (1 Mar 2021 to 14 Mar 2022)
• Loren Rafeson

  IRN LXR01323

  • CF4 Partner (11 Mar 2013 to 31 Dec 2013)
  • CF30 Customer (17 Jan 2013 to 31 Dec 2013)
• Maria Nedashkovskaya

  IRN MXN42324

  • [FCA CF] Client dealing (since 14 Oct 2024)
• Mark Partington

  IRN MXP02268

  • CF30 Customer (8 Jun 2015 to 7 Apr 2016)
  • CF4 Partner (8 Jun 2015 to 7 Apr 2016)
• Matthew Geoffrey Hartnett

  IRN MGH01071

  • [FCA CF] Manager of certification employee (since 16 Dec 2024)
  • [FCA CF] Client dealing (since 27 Jun 2023)
• Melania Sammer Dimitrov

  IRN MXD00861

  • [FCA CF] Client dealing (since 12 Feb 2025)
• Michiel Von Saher

  IRN MXV01048

  • [FCA CF] Manager of certification employee (since 16 Dec 2024)
  • [FCA CF] Client dealing (since 29 Dec 2023)
• Neil Servis

  IRN NXS01170

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (5 Mar 2010 to 8 Dec 2019)
  • CF4 Partner (5 Mar 2010 to 8 Dec 2019)
• Nicholas Eliot Wilcox

  IRN NEW01039

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2021)
  • SMF27 Partner (9 Dec 2019 to 23 Jan 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2021)
  • CF10 Compliance Oversight (31 May 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (31 May 2016 to 8 Dec 2019)
  • CF4 Partner (11 Dec 2015 to 8 Dec 2019)
  • CF30 Customer (9 Sep 2013 to 8 Dec 2019)

No changes recorded yet.