Serone Capital Management LLP

• Principal Place of Business

  110 Cannon Street

  London

  City Of London

  EC4N 6EU

  UNITED KINGDOM

  Phone

  +442034057350

  Web

  https://www.serone.com

• Complaints Contact

  110 Cannon Street

  London

  EC4N 6EU

  UNITED KINGDOM

  Phone

  +442034057350

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas Paul Charles Scott

  IRN NPS01065

  • CF30 Customer (23 Apr 2010 to 21 Sep 2011)
  • CF4 Partner (23 Apr 2010 to 21 Sep 2011)
• Piotr Pawel Ossowicz

  IRN PPO01006

  • SMF27 Partner (10 Dec 2019 to 10 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 3 Jun 2024)
  • CF30 Customer (24 Sep 2019 to 8 Dec 2019)
• Ralph Herrgott

  IRN RXH01306

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Sep 2023)
  • CF30 Customer (1 Nov 2018 to 8 Dec 2019)
• Roberto Cengarle

  IRN RXC01377

  • CF4 Partner (16 Nov 2012 to 24 Jun 2014)
  • CF30 Customer (16 May 2012 to 24 Jun 2014)
• Roberto Lepone

  IRN RXL01190

  • CF4 Partner (5 Mar 2010 to 20 May 2011)
  • CF30 Customer (5 Mar 2010 to 20 May 2011)
• Sagnik Choudhury

  IRN SXC01368

  • [FCA CF] Client dealing (since 17 Feb 2025)
• Sarbjit Singh Walia

  IRN SSW01013

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (24 May 2012 to 8 Dec 2019)
  • CF30 Customer (24 May 2012 to 8 Dec 2019)
• Sergey Likhosherstov

  IRN SXL00533

  • SMF16 Compliance Oversight (since 19 Jan 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Jan 2023)
• Simon Joseph Paul Blanco Hood

  IRN SJH01234

  • CF30 Customer (16 Jan 2014 to 16 Feb 2015)
• Simon Patterson

  IRN SXP00356

  • [FCA CF] Client dealing (since 10 Oct 2024)

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