Roberto Lepone

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Client dealing (10 May 2021 to 19 May 2022)
    • [FCA CF] Manager of certification employee (10 May 2021 to 19 May 2022)
  • The Seaport Group Europe LLP (no longer approved here)

    FRN 526965

    • [FCA CF] Client dealing (14 Sep 2020 to 19 Mar 2021)
  • Serone Capital Management LLP (no longer approved here)

    FRN 502305

    • CF30 Customer (5 Mar 2010 to 20 May 2011)
    • CF4 Partner (5 Mar 2010 to 20 May 2011)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 11 Feb 2009)
    • CF21 Investment Adviser (2 Dec 2002 to 31 Oct 2007)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF21 Investment Adviser (15 May 2002 to 22 Nov 2002)
    • CF23 Corporate Finance Adviser (15 May 2002 to 22 Nov 2002)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • CF21 Investment Adviser (15 May 2002 to 22 Nov 2002)
    • CF23 Corporate Finance Adviser (15 May 2002 to 22 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.