Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 16 Dec 2024)
    • [FCA CF] Client dealing (since 29 Dec 2023)
  • Angelo, Gordon Europe LLP (no longer approved here)

    FRN 561973

    • [FCA CF] Client dealing (10 Dec 2019 to 15 Nov 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2019)
    • CF30 Customer (20 Sep 2019 to 8 Dec 2019)
  • PGIM LIMITED (no longer approved here)

    FRN 193418

    • CF30 Customer (1 Nov 2007 to 9 Sep 2019)
    • CF27 Investment Management (11 Jul 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (11 Jul 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.