Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Serone Capital Management LLP
FRN 502305
- [FCA CF] Manager of certification employee (since 16 Dec 2024)
- [FCA CF] Client dealing (since 29 Dec 2023)
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- [FCA CF] Client dealing (10 Dec 2019 to 15 Nov 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2019)
- CF30 Customer (20 Sep 2019 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 9 Sep 2019)
- CF27 Investment Management (11 Jul 2005 to 31 Oct 2007)
- CF21 Investment Adviser (11 Jul 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.