Nicholas Eliot Wilcox

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pardinus Capital LLP

    FRN 1009146

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Nov 2024)
    • SMF16 Compliance Oversight (since 26 Nov 2024)
  • Serone Capital Management LLP (no longer approved here)

    FRN 502305

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2021)
    • SMF27 Partner (9 Dec 2019 to 23 Jan 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2021)
    • CF10 Compliance Oversight (31 May 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (31 May 2016 to 8 Dec 2019)
    • CF4 Partner (11 Dec 2015 to 8 Dec 2019)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 2 Jan 2008)
    • CF21 Investment Adviser (5 Dec 2005 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 2 Jan 2008)
    • CF21 Investment Adviser (5 Dec 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.