Date authorised
1 April 2013
Companies House
06848016
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cubo Soho, Ilona Rose House
    Manette Street
    London
    W1D 4AL
    UNITED KINGDOM
    Phone
    +442039205912
  • Complaints Contact

    Cubo Soho, Ilona Rose House
    Manette Street
    London
    W1D 4AL
    UNITED KINGDOM
    Phone
    +442039205912

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Elliott Wiseman

    IRN EXW00226

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2023)
  • Emma Louise Upstone

    IRN ELU01000

    • [FCA CF] Material risk taker (14 Sep 2022 to 3 Jul 2024)
  • Felipe Caruso

    IRN FXC00104

    • [FCA CF] Client dealing (since 19 May 2022)
  • Frank Webster

    IRN FXW01129

    • CF30 Customer (1 Apr 2013 to 5 Oct 2016)
  • Gerard Hurley

    IRN GXH01898

    • [FCA CF] CASS oversight function (24 Jan 2023 to 24 Aug 2023)
  • Hemant Bedarkar

    IRN HXB01241

    • CF30 Customer (19 Mar 2018 to 4 Dec 2019)
  • Ian McCaig

    IRN IXM01822

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Jan 2023)
    • CF2 Non Executive Director (25 May 2018 to 8 Dec 2019)
  • Ian Spencer Black

    IRN ISB01014

    • CF2 Non Executive Director (18 May 2012 to 1 Apr 2018)
  • Isabel Brewster

    IRN IXB00205

    • [FCA CF] Client dealing (28 Nov 2023 to 23 Feb 2024)
  • Jakub Kohout

    IRN JXK02108

    • SMF3 Executive Director (15 Nov 2022 to 18 Mar 2024)
    • [FCA CF] Material risk taker (14 Sep 2022 to 28 Feb 2024)
    • [FCA CF] CASS oversight function (30 May 2022 to 1 Feb 2023)
    • [FCA CF] Significant management (21 Dec 2021 to 28 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Apr 2023)
    • CF11 Money Laundering Reporting (1 Aug 2016 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • The Law Society (no longer appointed)

    FRN 417501 · Appointed 8 Dec 2017 · Until 17 Oct 2019

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.