Ian McCaig

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lumon Risk Management Ltd
FRN 671108
- SMF9 Chair of the Governing Body (since 25 Oct 2022)
Wesleyan Unit Trust Managers Limited (no longer approved here)
FRN 175798
- SMF9 Chair of the Governing Body (19 Jan 2021 to 31 May 2025)
- CF2 Non Executive Director (4 Dec 2019 to 8 Dec 2019)
Seedrs Limited (no longer approved here)
FRN 550317
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Jan 2023)
- CF2 Non Executive Director (25 May 2018 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.