Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (15 Nov 2022 to 18 Mar 2024)
- [FCA CF] Material risk taker (14 Sep 2022 to 28 Feb 2024)
- [FCA CF] CASS oversight function (30 May 2022 to 1 Feb 2023)
- [FCA CF] Significant management (21 Dec 2021 to 28 Feb 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Apr 2023)
- CF11 Money Laundering Reporting (1 Aug 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.