Date authorised
1 April 2013
Companies House
06848016
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cubo Soho, Ilona Rose House
    Manette Street
    London
    W1D 4AL
    UNITED KINGDOM
    Phone
    +442039205912
  • Complaints Contact

    Cubo Soho, Ilona Rose House
    Manette Street
    London
    W1D 4AL
    UNITED KINGDOM
    Phone
    +442039205912

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Randolph Newman

    IRN JRN01050

    • SMF1 Chief Executive (since 1 Oct 2025)
  • Jane Obeng

    IRN JXO00304

    • [FCA CF] Client dealing (since 30 Aug 2024)
  • Jasmine Lynn

    IRN JXL00310

    • [FCA CF] Client dealing (9 Dec 2019 to 23 Feb 2024)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 30 May 2022)
  • Jeffrey Anson Lynn

    IRN JAL01266

    • SMF9 Chair of the Governing Body (since 7 Mar 2020)
    • SMF3 Executive Director (9 Dec 2019 to 1 Sep 2022)
    • CF1 Director (18 May 2012 to 8 Dec 2019)
    • CF30 Customer (18 May 2012 to 8 Dec 2019)
    • CF3 Chief Executive (18 May 2012 to 10 Aug 2017)
  • Jeffrey Kelisky

    IRN JXK02163

    • [FCA CF] Material risk taker (4 Oct 2022 to 28 Feb 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 8 Sep 2023)
    • SMF3 Executive Director (9 Dec 2019 to 18 Mar 2024)
    • CF3 Chief Executive (25 Jul 2017 to 8 Dec 2019)
    • CF30 Customer (11 Jul 2017 to 8 Dec 2019)
    • CF1 Director (11 Jul 2017 to 8 Dec 2019)
    • CF28 Systems and controls (28 Jun 2017 to 11 Jul 2017)
  • Jenny Garbis

    IRN JXG00574

    • [FCA CF] Client dealing (2 Nov 2022 to 24 Feb 2023)
  • Jessica Lang

    IRN JXL00582

    • [FCA CF] Client dealing (22 Sep 2022 to 20 Sep 2024)
  • Joel Ippoliti

    IRN JXI00025

    • [FCA CF] Material risk taker (since 14 Sep 2022)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Joel Leigh Mackaway Ippoliti

    IRN JLI01006

    • CF28 Systems and controls (25 Apr 2018 to 8 Dec 2019)
  • John Lake

    IRN JXL00309

    • SMF1 Chief Executive (2 Aug 2024 to 7 Mar 2025)
    • [FCA CF] Material risk taker (14 Sep 2022 to 6 Mar 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Mar 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 6 Mar 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Mar 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • The Law Society (no longer appointed)

    FRN 417501 · Appointed 8 Dec 2017 · Until 17 Oct 2019

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.