Date authorised
1 April 2013
Companies House
06848016
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cubo Soho, Ilona Rose House
    Manette Street
    London
    W1D 4AL
    UNITED KINGDOM
    Phone
    +442039205912
  • Complaints Contact

    Cubo Soho, Ilona Rose House
    Manette Street
    London
    W1D 4AL
    UNITED KINGDOM
    Phone
    +442039205912

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Theo Parry

    IRN JXP00636

    • [FCA CF] Client dealing (19 May 2022 to 20 Sep 2024)
  • Jonas Alexandre Silva Pereira

    IRN JXP01040

    • [FCA CF] Significant management (since 8 Nov 2024)
    • [FCA CF] Material risk taker (since 8 Nov 2024)
  • Josh Davy

    IRN JXD00351

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Oct 2022)
  • Julie Trench

    IRN JXT00252

    • [FCA CF] Client dealing (9 Dec 2019 to 21 May 2021)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 21 May 2021)
  • Karen Joanne Kerrigan

    IRN KJK01062

    • SMF3 Executive Director (25 May 2020 to 31 Oct 2020)
    • CF10a CASS Oversight function (3 Sep 2014 to 4 Dec 2019)
    • CF11 Money Laundering Reporting (1 Sep 2014 to 1 Aug 2016)
    • CF10 Compliance Oversight (1 Sep 2014 to 4 Dec 2019)
  • Kate McCutchen

    IRN KXM00468

    • [FCA CF] Material risk taker (10 May 2022 to 28 Feb 2024)
    • [FCA CF] Significant management (10 Mar 2022 to 28 Feb 2024)
    • [FCA CF] Client dealing (10 Mar 2022 to 28 Feb 2024)
    • [FCA CF] Manager of certification employee (10 Mar 2022 to 28 Feb 2024)
  • Katie Lawton

    IRN KXL00171

    • [FCA CF] Client dealing (26 Oct 2021 to 19 Jan 2024)
  • Kelly Lowinsky

    IRN KXL00234

    • [FCA CF] Client dealing (2 Nov 2022 to 31 May 2023)
  • Kelsey Ippolito

    IRN KXI00015

    • [FCA CF] Client dealing (10 Mar 2021 to 22 Jul 2022)
  • Kirsty Davina Grant

    IRN KDG01024

    • SMF1 Chief Executive (17 Jul 2023 to 18 Mar 2024)
    • [FCA CF] Material risk taker (14 Sep 2022 to 28 Feb 2024)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 30 May 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Feb 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 28 Feb 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2024)
    • CF28 Systems and controls (26 Mar 2018 to 8 Dec 2019)
    • CF30 Customer (22 May 2015 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • The Law Society (no longer appointed)

    FRN 417501 · Appointed 8 Dec 2017 · Until 17 Oct 2019

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.