Date authorised
1 April 2013
Companies House
06848016
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cubo Soho, Ilona Rose House
    Manette Street
    London
    W1D 4AL
    UNITED KINGDOM
    Phone
    +442039205912
  • Complaints Contact

    Cubo Soho, Ilona Rose House
    Manette Street
    London
    W1D 4AL
    UNITED KINGDOM
    Phone
    +442039205912

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Laura Craig Harvey

    IRN LXC00538

    • [FCA CF] Client dealing (1 Oct 2023 to 25 Jan 2024)
  • Laura Verstraeten

    IRN LXV00036

    • [FCA CF] Client dealing (26 Oct 2021 to 30 Jun 2023)
  • Leah Moon

    IRN LXM00248

    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Mar 2023 to 12 Dec 2023)
    • [FCA CF] Material risk taker (21 Sep 2022 to 2 Sep 2024)
    • SMF16 Compliance Oversight (5 Aug 2022 to 12 Dec 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 2 Sep 2024)
  • Lee Charles Pettid

    IRN LXP00392

    • Director of firm who is not a certification employee or a SMF manager (since 25 Jul 2024)
  • Lewis Russel

    IRN LXR00412

    • [FCA CF] CASS oversight function (since 1 Oct 2025)
  • Mark David Brooker

    IRN MDB01083

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Jan 2023)
    • CF2 Non Executive Director (25 Sep 2018 to 8 Dec 2019)
  • Maxwell Rich

    IRN MXR00600

    • Director of firm who is not a certification employee or a SMF manager (2 Sep 2022 to 22 Aug 2023)
  • Megan Leonard-Kane

    IRN MXL00227

    • [FCA CF] CASS oversight function (9 Dec 2019 to 30 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 17 Mar 2025)
  • Michaela Salomon

    IRN MXS00543

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Jul 2021)
  • Myles Scotland

    IRN MXS00832

    • [FCA CF] Client dealing (26 Oct 2021 to 31 Jul 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • The Law Society (no longer appointed)

    FRN 417501 · Appointed 8 Dec 2017 · Until 17 Oct 2019

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.