Date authorised
1 April 2013
Companies House
06848016
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cubo Soho, Ilona Rose House
    Manette Street
    London
    W1D 4AL
    UNITED KINGDOM
    Phone
    +442039205912
  • Complaints Contact

    Cubo Soho, Ilona Rose House
    Manette Street
    London
    W1D 4AL
    UNITED KINGDOM
    Phone
    +442039205912

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nick Lawson

    IRN NXL00068

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Jul 2021)
  • Nuno Filipe Martins da Silveira Teodoro

    IRN NFM01024

    • CF28 Systems and controls (21 Sep 2016 to 19 May 2017)
  • Oliver Middleditch

    IRN OXM00030

    • [FCA CF] Client dealing (10 Mar 2021 to 12 Nov 2021)
  • Oliver Spencer

    IRN OXS00105

    • [FCA CF] Client dealing (2 Nov 2022 to 5 Jul 2024)
  • Patrick John Haighton

    IRN PJH01382

    • CF2 Non Executive Director (30 Oct 2014 to 7 Jan 2015)
    • CF10a CASS Oversight function (28 Mar 2014 to 23 Sep 2014)
    • CF1 Director (18 May 2012 to 30 Oct 2014)
    • CF11 Money Laundering Reporting (18 May 2012 to 23 Sep 2014)
    • CF10 Compliance Oversight (18 May 2012 to 23 Sep 2014)
  • Peter James Thomson

    IRN PJT01179

    • CF30 Customer (3 Mar 2014 to 21 Jul 2014)
  • Pialy Aditya

    IRN PXA00242

    • Director of firm who is not a certification employee or a SMF manager (since 7 Sep 2023)
  • Rahman Philip D'Argenio

    IRN RPD01054

    • CF2 Non Executive Director (18 May 2012 to 7 Jan 2013)
  • Ricardo Brizido

    IRN RXB00393

    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2021)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 30 Sep 2021)
  • Ricardo Brizido

    IRN RXB02770

    • CF28 Systems and controls (5 Jun 2017 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • The Law Society (no longer appointed)

    FRN 417501 · Appointed 8 Dec 2017 · Until 17 Oct 2019

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.