Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF2 Non Executive Director (30 Oct 2014 to 7 Jan 2015)
- CF10a CASS Oversight function (28 Mar 2014 to 23 Sep 2014)
- CF1 Director (18 May 2012 to 30 Oct 2014)
- CF10 Compliance Oversight (18 May 2012 to 23 Sep 2014)
- CF11 Money Laundering Reporting (18 May 2012 to 23 Sep 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.