Date authorised
1 April 2013
Companies House
06848016
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cubo Soho, Ilona Rose House
    Manette Street
    London
    W1D 4AL
    UNITED KINGDOM
    Phone
    +442039205912
  • Complaints Contact

    Cubo Soho, Ilona Rose House
    Manette Street
    London
    W1D 4AL
    UNITED KINGDOM
    Phone
    +442039205912

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Paul Mason

    IRN RPM01132

    • CF28 Systems and controls (16 Jul 2019 to 8 Dec 2019)
    • CF30 Customer (14 Mar 2016 to 8 Dec 2019)
  • Robert James Golding

    IRN RXG00635

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Mar 2026)
    • SMF16 Compliance Oversight (since 10 Mar 2026)
  • Robert Stanbridge Green

    IRN RSG01081

    • CF2 Non Executive Director (18 May 2012 to 8 Jan 2014)
  • Roberto Napolitano

    IRN RXN06198

    • CF30 Customer (26 Oct 2018 to 8 Dec 2019)
  • Rory Stafford

    IRN RXS00779

    • [FCA CF] Client dealing (2 Nov 2022 to 19 Jul 2024)
  • Rowan Platt

    IRN RXP00152

    • [FCA CF] Client dealing (26 Oct 2021 to 16 Jun 2023)
  • Saul Gindill

    IRN SXG02471

    • CF30 Customer (13 Jun 2018 to 8 Dec 2019)
  • Sebastian Jones

    IRN SXJ00343

    • [FCA CF] Client dealing (9 Aug 2022 to 26 Jan 2024)
  • Simon Hiscox

    IRN SXH02955

    • CF30 Customer (19 Mar 2018 to 10 Oct 2019)
  • Simon Oliver Potter

    IRN SOP01006

    • [FCA CF] CASS oversight function (9 Dec 2019 to 30 May 2022)
    • CF30 Customer (4 Jul 2014 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • The Law Society (no longer appointed)

    FRN 417501 · Appointed 8 Dec 2017 · Until 17 Oct 2019

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.