Date authorised
1 April 2013
Companies House
06848016
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cubo Soho, Ilona Rose House
    Manette Street
    London
    W1D 4AL
    UNITED KINGDOM
    Phone
    +442039205912
  • Complaints Contact

    Cubo Soho, Ilona Rose House
    Manette Street
    London
    W1D 4AL
    UNITED KINGDOM
    Phone
    +442039205912

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Russell

    IRN SXR00825

    • [FCA CF] Client dealing (15 Apr 2024 to 31 Jul 2024)
  • Siobhan Whitehouse

    IRN SXW00672

    • SMF16 Compliance Oversight (8 Dec 2023 to 24 Mar 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Dec 2023 to 24 Mar 2025)
    • [FCA CF] Client dealing (1 Sep 2022 to 26 Mar 2025)
    • [FCA CF] Manager of certification employee (1 Sep 2022 to 26 Mar 2025)
  • Smita Oza

    IRN SXO00094

    • [FCA CF] Significant management (26 Jan 2021 to 29 Oct 2021)
  • Steven Rimmer

    IRN SXR01289

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 15 Dec 2021)
    • CF2 Non Executive Director (18 May 2012 to 8 Dec 2019)
  • Suhaylah Chatoo

    IRN SXC00745

    • [FCA CF] CASS oversight function (12 Jan 2022 to 30 May 2022)
  • Tessa Bryant

    IRN TXB13246

    • CF30 Customer (5 Apr 2019 to 8 Dec 2019)
  • Theodora Bishop

    IRN TXB13203

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (4 Apr 2019 to 8 Dec 2019)
  • Thomas Clermont Lake Davies

    IRN TCD01030

    • Responsible for Insurance Distribution (1 Oct 2018 to 20 Feb 2019)
    • Responsible for Insurance Mediation (3 Feb 2017 to 30 Sep 2018)
    • CF28 Systems and controls (18 May 2012 to 20 Feb 2019)
    • CF30 Customer (18 May 2012 to 20 Feb 2019)
  • Thomas Mills

    IRN TXM01873

    • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
  • Tiago West

    IRN TXW00303

    • [FCA CF] Client dealing (1 Oct 2023 to 31 Jul 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • The Law Society (no longer appointed)

    FRN 417501 · Appointed 8 Dec 2017 · Until 17 Oct 2019

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.