Leah Moon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Seedrs Limited (no longer approved here)

    FRN 550317

    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Mar 2023 to 12 Dec 2023)
    • [FCA CF] Material risk taker (21 Sep 2022 to 2 Sep 2024)
    • SMF16 Compliance Oversight (5 Aug 2022 to 12 Dec 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 2 Sep 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.