Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (17 Jul 2023 to 18 Mar 2024)
- [FCA CF] Material risk taker (14 Sep 2022 to 28 Feb 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Feb 2024)
- [FCA CF] Significant management (9 Dec 2019 to 28 Feb 2024)
- [FCA CF] CASS oversight function (9 Dec 2019 to 30 May 2022)
- CF28 Systems and controls (26 Mar 2018 to 8 Dec 2019)
- CF30 Customer (22 May 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.