Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Andrew Charles Smith
IRN ACS00019
- CF21 Investment Adviser (16 Apr 2004 to 19 Apr 2004)
- CF22 Investment Adviser (Trainee) (20 Dec 2001 to 16 Apr 2004)
Andrew Colin Rudkin
IRN ACR00010
- CF21 Investment Adviser (1 Dec 2001 to 14 Feb 2002)
Andrew David Briggs
IRN ADB01086
- CF29 Significant management (1 Nov 2007 to 22 Jun 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (4 Jan 2007 to 31 Oct 2007)
- CF1 Director (4 Jan 2007 to 25 Mar 2010)
- CF3 Chief Executive (4 Jan 2007 to 16 May 2010)
- CF8 Apportionment and Oversight (4 Jan 2007 to 31 Mar 2009)
Andrew David James
IRN ADJ00021
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Andrew David Morrissey
IRN AXM00115
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Andrew Dean Whitlam
IRN NDW00010
- CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
Andrew Dominic Marjoribanks
IRN ADM00018
- CF21 Investment Adviser (1 Dec 2001 to 9 Dec 2002)
Andrew Douglas John Colquhoun
IRN ADC01206
- CF30 Customer (14 Nov 2016 to 16 Aug 2018)
Andrew Edward Hawkins
IRN AEH01044
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Andrew Fellenger
IRN AXF00024
- CF21 Investment Adviser (17 Jul 2002 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.