Andrew Edward Hawkins

• 2 Plan Wealth Management Limited

  FRN 461598

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 2 Feb 2021)
  • [FCA CF] Client dealing (since 2 Feb 2021)
• Quilter Private Client Advisers Limited (no longer approved here)

  FRN 227836

  • (59)Employed By (24 Feb 2017 to 5 Nov 2020)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • CF30 Customer (24 Feb 2017 to 5 Nov 2020)
• Chase de Vere Independent Financial Advisers limited (no longer approved here)

  FRN 137914

  • CF30 Customer (9 Feb 2015 to 17 Mar 2017)
• Davidsons Independent Financial Advisers Limited (no longer approved here)

  FRN 224407

  • CF30 Customer (18 Jun 2012 to 18 Dec 2014)
• Origen Financial Services Limited (no longer approved here)

  FRN 192666

  • CF30 Customer (20 Jan 2009 to 17 May 2012)
• Lloyds Bank PLC (no longer approved here)

  FRN 119278

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2003)
• Scottish Widows Unit Trust Managers Limited (no longer approved here)

  FRN 122129

  • CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)

No changes recorded yet.