Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Andrew Fraser Buddle
IRN AFB00025
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 26 Apr 2002)
Andrew Hodgkins
IRN ASH00020
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Andrew Hunt
IRN AXH00045
- CF21 Investment Adviser (2 May 2003 to 22 Dec 2003)
- CF22 Investment Adviser (Trainee) (25 Jul 2002 to 2 May 2003)
Andrew James Evans
IRN AJE00048
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
Andrew James Gower Nicholl
IRN AJN00034
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Jul 2002)
Andrew Jason Rourke
IRN AJR00119
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Apr 2002)
Andrew John Ashton
IRN AJA00016
- CF30 Customer (9 Aug 2010 to 1 Jan 2013)
- CF21 Investment Adviser (1 Dec 2001 to 8 May 2007)
Andrew John Baty
IRN ABB00010
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Andrew John Donachie
IRN AJD01408
- SMF16 Compliance Oversight (9 Dec 2019 to 12 May 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 May 2023)
- CF10 Compliance Oversight (6 Dec 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (2 Feb 2017 to 8 Dec 2019)
Andrew John Prince
IRN AJP00046
- CF21 Investment Adviser (1 Dec 2001 to 26 Apr 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.