Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Andrew John Rowell
IRN AJR00058
- CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2002)
Andrew John Whitington
IRN AJW00125
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Andrew Leonard
IRN AXL00049
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Andrew Malcom MacGregor
IRN AMM01141
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Andrew Marchant
IRN AXM00168
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Dec 2001)
Andrew Mark Parsons
IRN AMP01157
- CF11 Money Laundering Reporting (15 Jun 2012 to 31 Jan 2013)
- CF28 Systems and controls (15 Jun 2012 to 1 Sep 2016)
- CF10 Compliance Oversight (15 Jun 2012 to 4 Mar 2013)
Andrew Michael Hoare
IRN AMH00067
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Andrew Michael Hughes
IRN AMH00064
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Jan 2002)
Andrew Neil Greer
IRN ANG00013
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Oct 2002)
Andrew Neil Yorke
IRN ANY00001
- CF21 Investment Adviser (1 Dec 2001 to 1 Jun 2007)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.