Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 6 Oct 2011)
- CF21 Investment Adviser (9 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (12 Sep 2006 to 9 Jul 2007)
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- CF21 Investment Adviser (7 Dec 2004 to 15 Sep 2006)
- CF22 Investment Adviser (Trainee) (5 Feb 2004 to 7 Dec 2004)
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- CF21 Investment Adviser (13 Dec 2002 to 26 Dec 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Dec 2002)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.