Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Nov 2007 to 6 Oct 2011)
    • CF21 Investment Adviser (9 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Sep 2006 to 9 Jul 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (7 Dec 2004 to 15 Sep 2006)
    • CF22 Investment Adviser (Trainee) (5 Feb 2004 to 7 Dec 2004)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (13 Dec 2002 to 26 Dec 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Dec 2002)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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