Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (10 Dec 2018 to 8 Jun 2020)
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- CF30 Customer (23 Jul 2010 to 17 Jan 2013)
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- CF30 Customer (19 Feb 2010 to 16 Jul 2010)
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- (449)Employed By (19 Feb 2010 to 16 Jul 2010)
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- CF21 Investment Adviser (10 Feb 2003 to 16 Nov 2006)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 16 Nov 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 27 Sep 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.